Securities

As attorneys for emerging and public growth companies, our firm has extensive experience in all areas of securities laws. Our representation extends to companies throughout the United States in the following areas:

Public Securities Offerings      

Our firm has a long and deep history of representing companies in initial public offerings (IPO’s) and secondary offerings. These clients have been listed on the NYSE, Nasdaq Global Market, Nasdaq Small Cap Market, AMEX, AIM and Toronto Stock Exchange and participate in diverse industries including healthcare services, business services, information technology, and biotechnology. In addition to traditional IPO’s, we have experience with more elaborate restructuring transactions such as spin-offs, combinations and recapitalizations. We also have experience advising clients in public high yield debt offerings, convertible debt offerings, PIPEs transactions, TIPS offerings, exchange transactions and listings on the London AIM Exchange.

Securities Filings and Compliance   

We assist public companies with their Securities Exchange Act reporting obligations including Forms 10-K, 10-Q and 8-K, Section 16 reporting, and proxy statements. We also assist regularly in analyzing public disclosure obligations under Regulation FD and otherwise.

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Disclaimer

This website provides general information about H3GM. It is not legal advice. Contacting us will not establish an attorney-client relationship. To protect you and our current clients, we cannot represent you until we know that there will not be a conflict of interest and we formally accept the engagement. Please do not send us any information until we complete a screening interview and enter into an engagement letter, thereby establishing an attorney-client relationship. Any information you provide prior to entering into an engagement letter with us will not be treated as confidential or secret and will not otherwise be protected.

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